Ucc 8-501

Section 8--501. (c) In addition, Article 1 contains general definitions and principles of construction and interpretation applicable throughout this Article. (d) The characterization of a person, business, or transaction for purposes of this Article does not determine the characterization of the person, business, or transaction for purposes of

Section 8--502. Assertion of Adverse Claim against Entitlement Holder. An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under Section 8--501 for value and without notice of the adverse claim. 12 See UCC § 8-501(a) (defining “securities account” as an account to which financial assets may be credited), 8-102(a)(9)(iii) (scope of financial asset is subject to agreement). The Convention uses “financial asset” as part of its definition of “security,” but it does not define the term financial asset. If a person acquires a security entitlement by virtue of Section 8--501(b)(2) or (3), that person is the entitlement holder. (8) “Entitlement order” means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement.

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Securities Account; Acquisition of Security Entitlement From Securities Intermediary. UCC - Uniform Commercial Code Article 8 - INVESTMENT SECURITIES Part 4 - (8-401 - 8-602) REGISTRATION 8-501 - Securities Account; Acquisition of Security Entitlement from Securities Intermediary. (UCC 8-501) Securities account; acquisition of security entitlement from securities intermediary. Securities account Section 8-501 (c) In addition, Article 1 contains general definitions and principles of construction and interpretation applicable throughout this Article.

8-501 Section 8--501. Securities Account; Acquisition of Security Entitlement From Securities Intermediary.

? 8-104(a)(2), or Its Equivalent) and Chapter 12 (Perfection Generally), the drafters of the UCC See Article 8, sections 8-102, 8-301, 8-501 and Official Comment 6 to new Jul 1, 1997 U.C.C. § 8-501(a) provides: "'Securities account' means an account to which a financial asset is or may be credited in accordance with an Apr 1, 2002 U.C.C. § 8-501(a) defines a securities account as "an account to which a financial asset is or may be credited in accordance with an agreement Oct 13, 2017 § 8-501(a)) at a securities intermediary (U.C.C.

(a) "Securities account" means an account to which a financial asset is or may be credited in accordance with an agreement under which the person maintaining

Jan 1, 1995 the NCCUSIJALI Drafting Committee to Revise UCC Article 8 - Investment Secu- Section 8-501(b) provides that "a person acquires a security. Apr 5, 2016 8-501(a)) and a “financial asset” is, among other things, a certificated or revised by the 2010 Amendments to UCC Article 9 sponsored by the Jan 29, 2015 The prototypical securities intermediary is a trust company or a brokerage firm.

17. 8 A security entitlement constitutes only a very limited and unique interest in the intermediary’s property interests “the incidents of [which] are established by the rules of Article 8, not by common law property concepts.” UCC §8-503, cmt. 2.

Applicability; Choice of Law on Westlaw FindLaw Codes are provided courtesy of Thomson Reuters Westlaw, the industry-leading online legal research system . Exhibit 10.1 . EXECUTION VERSION . PURCHASE AGREEMENT . This PURCHASE AGREEMENT (this “Agreement”) is entered into as of January 11, 2018 by and between Taylor Morrison Home Corporation, a Delaware corporation (the “Company”) and each of the parties identified on Schedule I hereto (each a “Seller” and collectively, the “Sellers”).

securities account; acquisition of security entitlement from securities intermediary. Feb 16, 2020 8-501. Securities account; acquisition of security entitlement from securities intermediary. Read this complete New York Consolidated Laws, Uniform Commercial Code - UCC § 8-501. Securities Account; Acquisition of Security Entitlement from Securities Intermediary on Westlaw FindLaw Codes are provided courtesy of Thomson Reuters Westlaw, the industry-leading online legal research system . Section 8--501.

8-502. Assertion of adverse claim against entitlement holder. An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under section 8-501 for value and without notice of the adverse claim. Please Subscribe, like and share. UCC: 2002 Official Text and Comments, Sections 8–501 through 8–511 Author: National Conference of Commissioners on Uniform State Laws Subject: Incorporated into U.S. Law in 17 CFR 270.17f-4(c)(1) Keywords: Public Domain Created Date: 5/18/2012 12:14:18 PM 8--501(b)(2) or (3), that person is the entitlement holder. (8) "Entitlement order" means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement.

When one receives a presentment of a claim from a debt collector, one should accept it and return it with a counterclaim. A notice of claim is due in ten days and the counterclaim is due in 30 days. The quoted language is in clause (iii) of UCC § 8-102(a)(9)’s definition of the term “financial asset.” 6 UCC § 8-102(a)(7).

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BY ORDER OF THE EXECUTIVE DIRECTOR Office of the Federal Register Washington, D.C. By Authority of the Code of Federal Regulations: 17 CFR 270.17f-4(c)(1) Name of Legally Binding Document: UCC: 2002 Official Text and Comments, Sections 8–501 through 8–511

Security Interest In general U.C.C.